Type Of Business:
Broker Dealer
Network Marketing
Expertise:
Compliance, Execution Services
Beauty, health and wellness
Major Product/SVS:
Financial
Health and Well being
Favorite Business Publication:
Traders Magazine
Fortune Magazine
Hobbies/Sports:
Spending time with her family and friends; Animals; Dancing
Education Degrees:
High School Education
Affiliations Awards:
STANY, ASPCA
Career Achievements:
Learning this business from the ground up and having the ability to learn new responsibilities to remain relevant and employable.
Throughout the duration of your career, what was the one highlight that stood out the most?:
Ringing the Opening Bell on the Floor of the Philadelphia Stock Exchange in 2001.
Number Of Years In Profession:
30
Number Of Years In Current Position:
1
What Does He/She Attribute Success To:
She attributes her success to her relationship building skills and adaptability. She is consistently eager to learn and remain relevant.
Why did you become involved in your profession or industry?:
She became involved in her profession because she was always interested in Wall Street. She liked economics in high school. She wanted to do be more than her surroundings dictated.
Extended Bio Profile:
Ms. Acerra has been in the finance industry for 30 years. She is an accomplished financial industry professional with a background in compliance, execution services and back office operations. She has a solid track record of ensuring that the company's internal and external processes and actions are compliant with both industry and regulatory standards.
Position Responsibilities and Duties:
• Performed daily E-Communications reviews.
• Reviewed execution and compliance reports from OMS’s including Fidessa, Flextrade and ITG.
• Monitored exception reports including, LOPR, Odd Lots, Marking the Open/Close and Wash/Parking.
• Reviewed all errors and daily commission reports.
• Reviewed OATS reporting and work with vendors to resolve issues.
• Monitored ACT reports including the ETJ.
• Approved Option research and reports for internal use.
• Attended Industry events including The Options Conference and STANY events.
Education Certifications:
Series 7, 24, 4, 55 and 63
Where Will You Be In 5 Years:
In five years, Ms. Acerra hopes to be employed in a position in which she can control the success or failure.